C9: Serious Incident Reporting

Track and report serious incidents to the AI Office.

Step 9 of 10

Commitment Progress0% (0/4)

REQ-9.1-01Measure 9.1 (Page 25)

Are methods in place to identify serious incidents from various sources?

"Signatories will consider the exemplary methods in Measure 3.5 to keep track of relevant information about serious incidents. Additionally... review other sources..."

REQ-9.2-01Measure 9.2 (Page 26)

Is comprehensive information documented for each serious incident?

"Signatories will keep track of, document, and report... at least the following information... (1) start and end dates... (2) resulting harm... (3) chain of events..."

REQ-9.3-01Measure 9.3 (Page 26)

Are serious incidents reported within the required timelines?

"Signatories will provide the information... in an initial report... not later than two days... five days... 10 days... 15 days [depending on severity]."

REQ-9.4-01Measure 9.4 (Page 27)

Is incident documentation retained for at least five years?

"Signatories will keep documentation of all relevant information gathered... for at least five years."